Snape and Machiavelli

by Travis Prinzi on June 17, 2007

John Granger has returned to regular blogging, and he’s begun with an interesting post on the Machiavelli theories that have appeared on multiple HP sites and in various comments here at SoG. Be sure to stop by HogPro, read the post, and jump into the discussion.

In SoG news, I’m planning to try to sneak in a midweek PubCast this week, as I’m developing some thoughts on Evil and Choice.  If my plans succeed, this will appear in both PubCast and text formats.  Stay tuned!

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{ 23 comments… read them below or add one }

1 MichaelNo Gravatar June 19, 2007 at 3:21 am

Oh I can’t wait Travis. In this talk of good and evil will you analyze the difference in evil, in regards to Snape and Voldemort? Or will it be a cast only on Snape’s choices and his idea of evil?

With Voldemort, or Tom, his evil was a choice. But a limited one as he didn’t have the capabilities of making any strong choices as I believe his mental condition, his psychopathic behavior took over and didn’t allow for any normal behavior to seep through. This makes for a one dimensional villain. However as there is still one more book to go, could there have been a significant string of events that set Voldemort onto such a dark path? I don’t think he’d ever be redeemed but I would much rather see or at least be informed of these events in book seven. It would make Tom such a realistic villain. We may even feel a twinge of sympathy for the young man that could have been. We, like harry felt that sympathy in HBP when we found out about Tom’s sad upbringing, but it wasn’t sad enough to put such a young child onto such a dark and disgusting road. So what did happen? I’d love to hear what Jo has to say on the matter.

Snape on the other hand has choices and will more than likely be redeemed. It won’t make him a good person but it’s very likely that it will happen. He could continue to even loath Harry once the battle is over (that’s saying both end up living.) Or his loyalties could still remain a little ambiguous. If he is his own agent, that will probably remain the case and provide for endless speculation once the series ends.

Okay so that was a rant and a half, but I had to get it off of my chest. :)

2 shadowquillNo Gravatar June 19, 2007 at 8:16 am

I remember Dumbledore’s comment about how indifference can often have worse effects than hatred (referring to Sirius’s relationship with Kreacher). Tom Riddle’s life at the orphanage wasn’t as bad as Harry’s at the Dursley’s except he was clearly neglected more than he was abused.

Maybe there is a very basic reason that Voldemort gave Lily the chance to “step aside”. As much as I like the idea that it had something to do with Snape and Lily, I have difficulty believing Voldemort would do a favor for anybody, even a loyal death eater, that reguarded saving the life of a “mudblood”.

Maybe Voldemort wanted to see her abandon Harry as he was abandoned by his mother. He wanted to feel the satisfaction of knowing that “love” really isn’t that strong and that when given the choice any mother would abandon her child to save her own life. He didn’t want to believe that it was only his mother who didn’t love her child. He wanted all their fates to be universal.

The problem is: if he did believe that wouldn’t he, in fact, want to be loved? Not that Dumbledore is completely infallible, but Dumbledore said that Tom has never wanted a healty, close relationship with anyone. Does he mean never ever? I’ve always had difficulty comprehending that sort of mentality.

3 shadowquillNo Gravatar June 19, 2007 at 8:19 am

Then again this theory wouldn’t necessarily have to involve Voldemort wanting love, it could just involve his opinion of love and determination to prove it to himself. He doesn’t think that love doesn’t exist, he merely sees it as a weakness.

Ah, that’s it. He views it as a weakness and wanted to see the same weakness in Lily that he saw in his own mother. But I’m sure that’s been said before. Ah well. :)

4 Mrs. WeasleyNo Gravatar June 19, 2007 at 8:54 am

Shadowquill, you might have something there with regard to Voldemort wanting to see Lily abandon Harry. I agree that Voldy wouldn’t do anyone, even Snape, any favors or honor any requests to spare anyone.

But there is one thing I must insert here, and I have contemplated saying this before, but never knew exactly where to fit it in. So here goes.

I know the prevailing opinion is that Merope abandoned baby Tom and that she selfishly chose to die instead of live. But, as a mother of five, and a Christian (like many on this list), I have a rather different opinion about Merope’s choice.

I see that Merope chose to give her baby life, rather than to end it in her womb once she was abandoned by Tom Sr. I see that Merope cared enough about her baby to make sure that, while she was dying, she found the safest place she could for her baby – an orphanage, which was equipped to care for newborns. She could have just had her baby anywhere, then abandoned him to die, if she were really selfish. But she didn’t. She knew that her own family wouldn’t care for her baby, nor would the Riddle family, so she did the best she knew how. She cared enough to tell the matron what to name the baby. Prior to that, she cared enough to sell Slytherin’s locket to try to provide for herself and her unborn baby as best she could.

I know that in the book DD says something along the lines of Merope’s selfishly choosing to die rather than live. I’ve never understood how someone as wise as DD, or a loving mother like JKR, could say something like that unless the mother took her own life, which it does not appear is the case. Maybe there’s more to it than we see in the book. But that line has always bothered me, because I thought that Merope made some brave choices during a time of great duress. In my mind, she chose what is right, rather than what would have been easy.

Please, shadowquill, do not think I am ranting against you! Or against anyone, for that matter. This is just something that has long been on my mind, and I guess I’ve been waiting for the right time to bring it up. As a mother who has the utmost respect for life, I feel that Merope has gotten rather a bad rap for her decision to leave Tom with the orphanage. I believe that Tom was indeed loved by someone in his life, while he was still in utero. If only Tom had been taught, when he was young, that his mother did a brave thing and made the best choice she could, perhaps things would have been different for him.

5 ReyhanNo Gravatar June 19, 2007 at 10:03 am

Mrs. W., I never picked up on that line, but I agree with you that DD was being more judgmental than usual in calling Merope selfish in “choosing” not to live. People don’t “choose” to stop living unless living has become unbearable. In our world, that is called depression, and it’s not something you can overcome easily, if at all.

The whole chain of responsibility – and blame – is so uninterrupted in the Gaunt/Riddle clan connection that it’s difficult to know where to start or stop. However, I think that despite his unpromising beginnings, Tom Riddle had the same chance at happiness as any other child at the orphanage, or any other orphan wizard at Hogwarts. The fact that he turned to evil probably has more to do with the genes he picked up from the Gaunt side – not a demonstrable trace of love or kindness or compassion in any of his male maternal relatives -than with the lack of maternal love. If he had wanted to be loved, he would have responded to what love there was to be had, at the orphanage, and at Hogwarts.

An interesting comparison here is between Merope, who was not loved at home (was abused and humiliated, rather) but who did fall in love, and her son, who was not abused, and was treated with what seems to have been benign neglect, who never learned to love.

My conclusion: it’s all in the genes. Merope’s genes (probably from the mother’s side) gave her the capacity to love. Tom’s genes (coming directly from Marvolo) did not.

6 PipNo Gravatar June 19, 2007 at 10:18 am

Mrs. W,

An interesting take on Merope. I agree that Tom may have been presented the wrong idea about his mother’s death. But I thought JKR presented it as she just gave up and didn’t try to live for him.

I recall when my dad died. I was about 5 years old. I remember feelings of anger and resentment in later years because he wasn’t there for me when I needed him. But I had a wonderful mother who did her best to keep her family strong.

As yet, I don’t have a pathological need for power and control. There was something more to Tom Riddle. His father walked out on him as well. He became a generic kid in an orphanage. He hated being common. He knew he was different before he knew he was a wizard. He became a sadistic tormentor of the other ‘common’ kids. His heart became cold at some point in childhood.

I wonder if it was all that inbreeding in his mother’s family. Or maybe we’ll learn more in Book 7.

7 Travis PrinziNo Gravatar June 19, 2007 at 10:37 am

I think I’m going to stop telling y’all what I’m going to podcast on, because you’re all so smart, you end up stealing my thunder :)

This is all very insightful commentary which will help the upcoming podcast significantly. I’ll address Merope’s choices in depth and respond to some of these comments. Thanks, all!

8 MiaNo Gravatar June 19, 2007 at 10:50 am

I know that in the book DD says something along the lines of Merope’s selfishly choosing to die rather than live.

Mrs. Weasley, I don’t think he called Merope selfish, instead he reminded Harry not to judge her too harshly:

“Yes, Merope chose death in spite of a son who needed her, but do not judge her too harshly, Harry. She was greatly weakened by long suffering and she never had your mother’s courage.” (HBP, The Secret Riddle)

9 ReyhanNo Gravatar June 19, 2007 at 11:00 am

Thanks, Mia, for providing the actual quote.

I’m not sure, however, that it makes DD seem much less judgmental. He seems to be speaking with compassion, and is in fact telling Harry not to be judgmental. And he does explain that Merope had suffered for a long time (all her life, actually, but let that pass). However, he still finds her lacking in courage.

Now we could argue that Lily Potter showed extraordinary courage in stepping between Harry and Lord V. (although some have said it’s no more than any mother would have done). So it’s no blame to Merope that she didn’t have the same amount of courage. But, I think we (and DD) are talking apples and oranges here. The courage required to step in front of the AK is very different from the courage required in making a life for yourself and your son when you have no connection to a community, no support, hate-filled and abusive relatives and no idea of how to live. Interestingly, for me, Merope’s situation is much closer to that faced by single young mothers in our non-wizarding world. Maybe that’s why I do have a lot of compassion for her.

10 Mrs. WeasleyNo Gravatar June 19, 2007 at 11:30 am

Yes, thanks, Mia – that is the quote to which I was referring. I also was thinking of Dumbledore’s words a few lines earlier on the same page:

“In any case, as you are about to see, Merope refused to raise her wand even to save her own life.”

“She wouldn’t even stay alive for her son?”

Dumbledore raised his eyebrows. “Could you possibly be feeling sorry for Lord Voldemort?”

“No,” said Harry quickly, “but she had a choice, didn’t she, not like my mother–”

And there’s where the rest of the quote comes in that Mia provided. I guess I was thinking of Dumbledore saying that Merope refused to save her own life. I’m not so sure she could have.

I don’t know anything about genes and what can and cannot be passed down through them. I do know, however, many parents who have adopted children from overseas orphanages, and they are very careful to praise the birth mothers of their adopted children and reinforce that those birth mothers gave their children the great gift of life, which meant that they loved them very much. And that they loved them enough to know that they would be unable to take care of them, so they gave them up to others who could take good care of them. I realize that this is not Tom’s case, of course, but I still cling to the belief that perhaps if he had been told that his mother had made the ultimate sacrifice for him, he might have had a different outlook on life.

Or perhaps not. Those evil wizarding genes may be strong enough to overcome anything else. And perhaps something else happened to Tom in those first eleven years that we are not privy to – yet.

11 ReyhanNo Gravatar June 19, 2007 at 12:17 pm

My aplogies, ahead of time, for going all psychological on you, but I can’t help myself.

Mrs. W: genes are important, but so is learning, and so is outlook.

A commonly accepted current theory of personality is called the Big Five or FIve Factor model. It breaks personality functioning down to 5 factors. From Wikipedia:

” Openness to Experience – appreciation for art, emotion, adventure, unusual ideas, imagination, and curiosity.

Conscientiousness – a tendency to show self-discipline, act dutifully, and aim for achievement; planned rather than spontaneous behaviour.

Extraversion – energy, positive emotions, surgency, and the tendency to seek stimulation and the company of others.

Agreeableness – a tendency to be compassionate and cooperative rather than suspicious and antagonistic towards others.

Neuroticism – a tendency to experience unpleasant emotions easily, such as anger, anxiety, depression, or vulnerability; sometimes called emotional instability.”

As for the effect of genes, Wikpedia tells us:

“All five factors show an influence from both heredity and environment. Twin studies suggest that these effects contribute in roughly equal proportion (Jang, Livesley & Vernon, 1996).”

Meaning that genes and environment are both important in determining personality.

Albert Bandura, a social learning psychologist, would also tell us that we are not passive products of the interaction between our genes and our environment, that we have a very active role to play in the final product, and that we are the agents of our outlook. Again, from Wikipedia:

“In 1986 Bandura published the landmark book, Social Foundations of Thought and Action: A Social Cognitive Theory, in which he offered a social cognitive theory of human functioning that accords a central role to cognitive, vicarious, self-regulatory and self-reflective processes in human adaptation and change. This social cognitive theory is rooted in an agentic perspective that views people as self-organizing, proactive, self-reflecting and self-regulating, not just as reactive organisms shaped by environmental forces or driven by inner impulses.”

Back to Voldemort.

Genetically, ie. from Marvolo Gaunt, he starts out low in openness to experience, very, very low on conscientiousness, high in extraversion, very, very low in agreeableness, and fairly high in neuroticism.

Over time, his openness to experience goes very high, his conscientiousness and agreableness remain incredibly low, the surgency element of his extraversion goes sky high (wants to dominate the world), and neuroticism goes a little higher (living with the rats in Albania can do that to you).

His self-concept becomes crystallized around the issue of immortality, and he limits all of his experiences and interactions to those serving that end, via his Horcruxes. With apologies to Bandura, his self-efficacy for dark magic is immense, his self-efficacy for love and empathy is nil.

The genetic hand he was dealt at birth is a pretty bleak one, granted, and he was probably never destined to become an elf-lover. But his obsession with mortality, and the willingness to fragment his soul and kill anyone who stood in his way in order to achieve that, were very much his own choices.

12 ReyhanNo Gravatar June 19, 2007 at 12:21 pm

Sorry, I got the conscientiousness wrong. Voldemort would of course score very high in conscientiousness, much higer than any of the Gaunts who lived purposeless lives of squalor.

13 Travis PrinziNo Gravatar June 19, 2007 at 1:07 pm

Reyhan, brilliant commentary, and exceedingly helpful. Thanks!

14 ReyhanNo Gravatar June 19, 2007 at 2:01 pm

We have to be careful in how we apply the theory, Travis. The Big 5 personality theory has been criticized on the grounds that it doesn’t account for some key personality traits, including, btw, Religiosity. For our purposes, the problematic traits would be altruism and manipulativeness/Machiavellianism.

Altruism is a very interesting trait. Some argue that it has evolutionary value and it seems to be “hard-wired” into our species; to that extent we could argue that Voldemort, who is completely self-centered, is missing the requisite wiring for caring about others’ welfare. In other words, that could be 100% due to genetics.

15 Travis PrinziNo Gravatar June 19, 2007 at 2:13 pm

Yeah, I’m looking forward to bringing this comment to my wife and letting her fill me in more about it. :)

16 MiaNo Gravatar June 19, 2007 at 3:28 pm

Reyhan, this is very interesting, thank you!

Humans are relational beings and Voldemort is unable to establish any healthy relationship. I’m not sure, though, whether his lack of altruism and empathy is due to genetics. I think he wasn’t born that way. It’s possible that his self-centeredness is partly the result of emotional neglect and abandonment as a child. I’ve read about feral children, who lived with animals, isolated from human society from an early age on, who had difficulty to interpret other people’s emotions and to feel empathy.

So perhaps it’s something that needs to be learned, not exactly a genetic “program”.

Voldemort still seems to have a basic need for relationship and belonging, though, for example he calls the DE his “true family” and he regarded Hogwarts as some kind of home. He’s fond of his snake as well.

Not sure if his complete and utter evilness can be fully explained by psychological theories, part of it belongs in the department of mysteries, I guess.

17 Mrs. WeasleyNo Gravatar June 19, 2007 at 4:53 pm

Reyhan, thanks for the quick psychology lesson. The five personality factors are fascinating. I was also very interested in the part before it (the quote from Wikipedia) that suggests a roughly 50/50 influence from both heredity and environment, or, as I guess we laymen would say, nature vs. nurture?

Let’s say that all of Tom Riddle’s inherited nature is just plain bad. So that makes 50% of his influence bad, leaving open the possibility for 50% good coming from his environment, which, I think we would all agree, didn’t happen. I still think that something more must have happened in those first eleven years of his life that made him the way he is. As others have mentioned before me, the other kids in the orphanage seem to be okay. And as Pip noted above, “his heart became cold at some point in his childhood.” I would love to know why.

But I would really hate to think it was because, even partly, that he thought his mother hadn’t ever loved him. I submit that she did, but he never knew it – or even thought about it.

18 Dave, the LongwindedNo Gravatar June 19, 2007 at 6:03 pm

Voldemort strikes me as a fatalist: “Things are only as they can be”. And I wonder how much the same could be said of Merope. Yes, she made some tough choices to let her child live, but giving him breath and helping to shape his character are different things, and equally important. Merope had to be in a position where she believed that this was all she could do.

My wife and I keep arguing about Voldemort’s potential redemption in book 7 (she was excited to be in the podcast, Travis!), but I don’t believe Voldemort can ask for forgiveness. He just doesn’t have it in him to pursue a course other than the one he has. He is so thoroughly dehumanized that, even if Harry’s apotheosis involves offering Voldemort forgiveness, Voldemort doesn’t care about choice. His ideology is hard and fast, and he has rejected Dumbledore’s basic moral tenet (love) about as thoroughly as anyone could.

I’m not sure about Snape, though. I think he might.

19 ReyhanNo Gravatar June 19, 2007 at 8:12 pm

Dave the Longwinded: I love your name.

Interesting point you make, about Voldemort being a fatalist. And your conclusion that he will not be redeemed nor ask for forgiveness, ie. that he will not change.

A sociologist named Maruna has examined the life scripts of people who stop doing bad things (in this case, crime) whom he called desisters, vs. people who persist. The persisters had what Maruna called a fatalistic “condemnation” script: they believed that they were born this way, that they had no control over their fate, and that they were doomed to remain this way.

20 Travis PrinziNo Gravatar June 19, 2007 at 9:31 pm

Dave, ah, so you’re the husband! Glad to have you here.

As I’ll say in an upcoming podcast (or just post, if I don’t have time for the midweek podcast I planned), horcruxes are the key to Voldemort’s being simultaneously a culpable human being and beyond redemption.

21 driskeNo Gravatar June 20, 2007 at 11:33 am

Reyhan

“My conclusion: it’s all in the genes. Merope’s genes (probably from the mother’s side) gave her the capacity to love. Tom’s genes (coming directly from Marvolo) did not.”

Genetically speaking Tom Jr. is 50% Merope and 50% Tom Sr. That would place the ‘loving and the not loving genes’ passing from Merope (through Marvolo, she is his daughter and genes can’t skip a generation). Unless you are considering Tom Sr’s incapacity to love Merope under the conditions of being duped into it by magic a character flaw on his part and a trait that can be passed on?!? Either way you seem to have an extra 50%.

Dave

22 ReyhanNo Gravatar June 20, 2007 at 12:51 pm

Driske,

Good point. My math doesn’t account for the Riddle genes. It also doesn’t account for Merope’s genes. That’s because I’ve made several assumptions.

To backtrack a bit, Merope seems made of somewhat better stuff than her brother or her father. I’m guessing that this is due to her unknown mother’s influence, either genetically or through mothering. We don’t know too much about her intelligence or wizarding talent – we can’t base too much on her ability to concoct a love potion without the benefit of a Hogwarts education because that’s probably the first thing any adolescent witch teaches herself (using a recipe from Teen Witch magazine, perhaps). We do know she yearned for love. That she probably got from her mother as well, since there’s no evidence of it on the father’s side. But she didn’t pass it on.

We also don’t know too much about Tom Riddle Sr. I don’t blame him for dumping Merope, although a more responsible person might have considered the fate of his child. He’s basically an unknown, gene and personality wise, although I’d suspect some intelligence somwhere in his genetic make up because his son is very bright. And a bit of callousness as well, which fits with the abandonment of an innocent.

Genes don’t skip generations. But the corresponding traits aren’t expressed every generation. It depends on how dominant the trait is; also most traits require multiple genes.

So it’s quite possible that Merope had the “lack of empathy” (call it callousness for simplicity) genes but they weren’t expressed in callousness due to competing genes from her mother. Or maybe they were only partially expressed. Or maybe they were expressed differently, because she was so downtrodden. She certainly wasn’t as vicious as her brother, who seems to have had the full complement of callousness and lack of self control. Merope’s child inherited the callousness genes.

For them to be fully expressed, you would need some help from the father’s side, so there would have to be some Riddle genes for callousness in the mixture as well.

So I’m assuming that Merope’s mother was better than her husband, that Riddle Sr. was good looking, intelligent and a bit of a pig, and that Riddle Jr. got the looks from the father’s side, the brains from the father’s (and maybe the mother’s?) side, the wizarding ability from Grandpa Gaunt, and the callousness from generations of Gaunt clan inbreeding due to Great-Great-Great-Grandpa Salazar’s prejudice against Muggles.

Remembering, always, that we’re trying to apply scientific principles to a fictional character, and a fantasy character to boot. For me, the genetic explanations break down not with the callousness, but with Riddle’s intelligence and self-discipline. I don’t see too many signs of either trait on either side of his family tree. Ultimately, Tom Riddle is the way he is because that’s how he was written.

23 Dave, the LongwindedNo Gravatar June 20, 2007 at 6:22 pm

By the way, if anyone is interested:

“Merope, one of the Pleiades, daughter of Atlas and Pleione. She married a mortal, Sisyphus, and was thus the faintest star in the star cluster that bears their name.” (Wikipedia Entry )

There are several Meropes listed from Greek myth and literature, but this one seemed the most pertinent, given the nature of the Sisyphus legend. An addition is that Merope is the faintest star in the constellation because she was ashamed of having married a mortal.

It’s obviously not a direct source, but there are some thematic concerns that seem relevant: choice and consequence (particularly regret of that choice), and bitterness.

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