by Dave
If a reader drops Deathly Hallows on the ground in expectation of the book opening to the literal center of its story, she will more than likely find Chapter 21, “The Tale of the Three Brothers”. Presented as a children’s story of three brothers attempting to cheat Death, Beadle the Bard’s tale narrates the evidence used by Xenophilius Lovegood and his cohorts engaged in the “Hallows Quest”. The collected Tales of Beadle the Bard in their original runic language are Dumbledore’s gift to Hermione, knowing she will take great pains to exercise her skills from one of her favorite classes at Hogwarts, Ancient Runes. She spends the first half of Deathly Hallows translating the text. Readers finally learn of the whole text in the middle of the book.
Rowling has played with literary metanarrative, or metafiction, in the past. Riddle’s diary is the obvious example, while the concept floats at the periphery of the Pensieve episodes. In English Studies, metanarrative is pursued as a moment within a book when the book seems to be commenting on itself and its own story, or on the practice of storytelling, in general. And Deathly Hallows is obviously filled with it. In fact, Harry’s crisis of faith centers upon the collapse of the narratives previously constructed around Dumbledore and, later, Snape.
Rowling uses “The Tale of the Three Brothers” as more than a simple plot device, then, providing far more than an introduction of Harry to the temptations in the Hallows that he must ultimately reject in favor of his own Horcrux-destruction quest. Dumbledore seems to have foreseen the exposure of the Hallows legend to Harry and Voldemort. The Tales of the Beadle the Bard, in fact, warn of the Hallows as objects seemingly cursed by their genesis: Death itself. Yet, the scene abounds with simplistic interpretations of the story. I had said before that Rowling is relying on interpretation as a method of attaining knowledge in the series. Here, she expounds upon the trouble with unfounded interpretations.
The scene comes to fruition in the ossified receptions of the story Hermione reads aloud, ironically “to make sure we all understand”, in Xenophilius’ terms ( US ed., pg. 406). Ron interrupts her reading to quibble a detail in the scene (the time of day), while Harry has trouble suspending his rigidly realistic frame of mind: “but Death spoke to them?” (406-7). Hermione’s rejoinder that “It’s a fairy tale, Harry!” (407) doesn’t make the rhetorical situation any better. None of the three can step beyond their interpretive preconceptions. Ron simply sees what Molly has taught him; Harry can’t suspend his disbelief; and Hermione distrusts the fantastic. The two older brothers die in horrifyingly mundane ways; one suffers his own throat to be slashed, while the other takes his own life in despair of his separation from the apparition of his one true love. Only the youngest of the three brothers illudes Death’s pursuit, and only because he stayed hidden until ready to confront Death (408-9). We’re also struck by the fact that the trio have been hiding under their own invisibility charms, staying out of sight of Death in the form of Voldemort’s minions. The moment is an obvious foreshadow of what is to happen in later chapters: Harry must sacrifice himself and greet death with open arms.
Xenophilius’ version of events makes even less sense, though:
He picked up a quill from a packed table at his elbow, and pulled a torn piece of parchment from between more books.
“The Elder Wand,” he said, and he drew a straight vertical line upon the parchment. “The Resurrection Stone”, he said, and he added a circle on top of the line. “The Cloak of Invisibility,” he finished, enclosing both line and circle in a triangle, to make the symbol that so intrigued Hermione. “Together,” he said, “the Deathly Hallows.”
“But there’s no mention of the words ‘Deathly Hallows’ in the story,” said Hermione.
“Well, of course not,” said Xenophilius, maddeningly smug. “That is a children’s tale, told to amuse rather than to instruct. Those of us who understand these matters, however, recognize that the ancient story refers to three objects, or Hallows, which, if united, will make the posessor master of Death.” (409-10)
We learn from Dumbledore later, in fact, that “The Tale of the Three Brothers” is probably the origin of the Hallows “legend” (714), something Chapter 21 does hint at. The symbol that Xenophilius draws, then, is an isogetic creation. He seeks to impose upon the narrative an interpretation in no way suggested by the content of the text itself. The unity of the three objects is even more a fiction than the story itself. The story is about dissolution in the face of Death. The brothers cannot possibly survive forever. The Hallows, in fact, are not a trio of objects designed to defeat Death itself once united together. Instead, they serve as divisive objects that can never be united, only mark their owners as targets and serving as alleghories for bad temperment, arrogance, and humility. Only through the last character trait can one come to terms with mortality. And Xenophilius is anything but humble, constantly casting his pursuit as a “Quest” of its own, aping the language of the hero. Yet the Chapter ends with Xenophilius ethos collapsing under his own cowardice.
Of course, a sensitive enough reader might catch all this with a smirk in the corner of her mouth. After all, we’re in the same position with respect to Deathly Hallows. We have a series of books becoming increasingly dependent on the idea of interpretation as a mode of understanding, culminating in the seventh book’s shattering of many of the interpretations we offered and clung to for so long. Was Rowling toying with us? Is “The Tale of the Three Brothers” at least partially Rowling having a bit of fun with her readership? I’m not sure what Rowling may have had in mind while writing this chapter, but I have to think she was smiling to herself, especially with all the time spent by fans scouring the web before book 7’s release tracking down the giant Red Herring of a symbol she puts in the hands of her oddest character. I know I spent quite some time trying to find the Deathly Hallows symbol once I saw it on the UK edition’s cover. Giving us over to Xenophilius Lovegood to first learn of all this serves as a giant red flag. It’s both the literal and figurative fulcrum of Deathly Hallows over which Harry teeters, dragging us along with him.





{ 12 comments… read them below or add one }
I, too, was struck by the almost heavy-handed metanarrative of book 7. If you tweak this quote just a bit, like so:
“[Harry Potter] is a children’s tale, told to amuse rather than to instruct. Those of us who understand these matters, however, recognize…the ancient story…”
it becomes quite clear that Rowling is aware of what she’s doing. The series is meant to amuse, first and foremost, but tells several ancient stories (myths, real or fantastical) which “those who understand” (literature, mythology and theology devotees) recognize. I can definitely imagine her smiling as she wrote those lines, which function on the literal level for those who don’t “understand,” but on a meta level for those who do (and care about metanarrative!).
Well spotted, Dave.
Yes, I think Rowling is quite aware of what she’s doing. You’ll see more on this when the book comes out, but I think “The Tale of the Three Brothers” is quite central to the whole story, and a very amusing commentary not only on what you’re talking about here, Dave, but even about the place of the fairy tale in culture in the first place.
I had not thought about whether the story was self-aware or self-referent. Heavy handed the metanarrative may have been, but I missed it, perhaps because I didn’t pay the Tale of the Three Brothers a great deal of attention. In fact I found the whole deathly hallows plot line secondary to the main story, and not very essential. A diversion from the main quest, although useful for providing back-story for Dumbledore, the imperfect archetypal wise man. I was not particularly interested, but tolerated it for what came next: the central myth: self-sacrifice, death, resurrection and the triumph of love.
The thought that the Tale of the Three Brothers is actually JKR stepping outside of her narrative and acknowledging that she is writing a children’s tale, but wrapping that around a more mature theme, is disturbing to me. It makes me feel oddly betrayed – if one can be betrayed by a book.
This is a new thought, so I haven’t worked it through. But I think the betrayal comes from being willing to suspend my critical thinking about the writing and the story – especially the tedious and interminable hanging about in tents – for the sake of going along with the story. I put my faith in the story because even if I couldn’t quite accept it wholesale I believed that it believed in itself. It took itself seriously, and I was therefore prepared to do so too.
And now I find out that only one of us was serious? The story was saying: yes, I know I’m a children’s tale, but I have a serious message.
Doesn’t that make it an allegory?
I think there’s a broken covenant here. The covenant is that the meaning of the story has to be completely within the story. The story has to be able to carry the whole weight of the meaning. No outside references should be necessary.
I have thought about whether JKR has wrought a timeless tale, with a meaning that would resonate with people hundreds of years from now, like Dickens or the Brontes or Hugo. If she has to step outside of her story to give it meaning, then I don’t think that would be true.
What most scholars consider to be the crowing achievement of the 19th century fantasy writer, George MacDonald, is his novel “LILITH”. Halfway through the protagonist finds an ancient text written in sanskrit with a prophetic poem in it which refers to the plot/story that is ‘actually’ taking place. (”Actually” might not be accurate, since most careful readers consider the action all to be taking place in the imaginative subconscious of the protagonist). There may be other examples of the story within the story – one that comes to mind are Shakespeare’s plays within the play, such as in A Midsummer Night’s Dream.
Reyhan, oops…didn’t mean to throw your love of HP into an existential crisis!
Actually, I guess I didn’t make it clear enough in the essay, but I think Rowling uses her “children’s story” more as a comment on the perils of interpretation rather than an acknowledgement that she’s only writing a children’s story. After all, “The Tale of the Three Brothers” proves to be far more than a simple parable for kids.
I actually like metanarrative moments in books and poems quite a bit — they’re one of my fascinations. And Bob is right, too; Shakespeare uses metanarrative techniques all over the place. There’s always some subplot or character (often a fool in a royal court) retelling the main story. Maybe the most famous is Hamlet’s writing of a short play retelling the murder of his father as a means of testing Claudius and Gertrude for their complicity. The whole scene is a loaded commentary on Hamlet’s mental state.
As a teacher, one of my favorites is a subplot in Don DeLillo’s White Noise depicting two academics, one devoted to Hitler studies and burdened by the fact that he can’t actually read or speak German. His friend is a professor devoted to “Elvis Studies”.
Dave,
This is where I really have to decide if I can put my money where my mouth is. I have been one of the proponents of the idea that the story, once published, has an independent existence outside of the author, so that what the author thinks about it and intended by it is of secondary importance – or even of very little importance, except to those who study the book academically. As such, it should not matter whether JKR intended parts of DH to be self-referential. The only question that matters is: is it a good story, well told?
Parts of it are. Other parts, not so much. But then, it’s a rare author of whom I can say that every word, every character, every sub-plot is a crucial and indispensible part of the story. We could all use some editing, I find.
So I can skip over the self-refential parts, and also the hanging around in tents, just as I’ve skipped over the Quidditch matches, the entire Cho sub-plot, and Molly Weasley’s annoying and semi-hysterical nagging.
I’ll be fine. A little disillusioned, but fine.
I am not skilled in literature criticism and don’t know much about metanarrative. The three brothers just remind me of the three main characters in the main story. The first was tempted by power. The second was not willing to let go of a beloved one. The third was prepared to embrace death when time had come. Sounds very much like Albus, Severus and Harry to me.
However, all the three of them were not afraid of death. So it doesn’t really match. The hero’s quest is not at all about conquering death (that is only Voldemort’s goal). It is about love defeating evil in different ways.
Three brothers – next generations, next levels of development.
Now that, Ms. Rena, is a brilliant observation, and one that can launch an interesting debate.
Assuming that the three brothers in the tale-within-a-tale correspond to three characters in the tale, who is who?
The brother who’s seduced by power (I think it goes a trifle beyond temptation) could be Gerrelt Grindelwald, or Albus Dumbledore, or more than likely, Voldemort himself.
The brother who is consumed by the longing to see his beloved again could be Albus Dumbledore, or, as you said, Severus Snape.
The brother who meets death cheerfully could again be Dumbledore, who actually set up his own death, or it could be Harry himself.
Voldemort, Snape and Harry seem to be the likeliest contenders to me, but that leaves out Dumbledore.
Then again, perhaps all of the brothers are aspects of Harry, who at various times is pulled by power (his initial blind impulse to go after the Hallows), the longing to see his dead (all over the saga, but especially in OotP), and who does walk staunchly to his death.
Rena, you’ve hit on the crux of “metanarrative” right there. The three brothers are Rowling saying something about her own creations.
Reyhan, or another option for the power/longing/humility triumvirate is as a quick spelling out of the inner journey all three of them took at some point. The three character traits all apply to Snape, Dumbledore, and Harry at different times in their lives, though they may apply in varying degrees.
Dave, I much prefer this interpretation of the metanarrative as told by the tale of the three brothers to the interpretation that JKR is referrring to her own tale as a children’s tale which hides a deeper truth.
There was another point I wanted to make earlier: yes, Shakespeare’s plays are full of plays-within-plays, and yes they are self-referential: Puck’s “If we shadows have offended” speech from A Midsummer Night’s Dream comes to mind, as well as Jaques’ “All the world’s a stage” soliloquy from As You Like It. However, plays are different from novels: the audience is right in front of you and acknowledging them is in some ways more natural than pretending they’re not.
Which brings me to another reason why the interpretation of the Tale of the Three Brothers as a self-aware commentary dismayed me so much. A work of fiction requires a huge collusion between the writer and the readers; each side pretends that the things in the story are real or really happened. It’s a little like the Monty Python housing project built on hypnosis. As soon as either party stops pretending, then the whole thing comes tumbling down.
I go with Rena, I had originally thought Voldermort, Dumbledore, Harry as wand stone cloak but reading these comments I now see there are many more possibilities.
The message I got from Dave’s article on the three brothers tale was that JKR is having a little fun by gently suggesting that in the end Harry Potter IS a tale for children and that perhaps we adults are getting a little carried away with ourselves and with our theorising, run the risk of becoming pompous like Xenophilius?
Do you that Rowling will have the book published for the public anytime soon? Im really interested in the book and I have been trying to seek more information on this book but i keep coming to dead ends on my question. If you have any answers please leave a comment and let me know. The symbolism of this book is amazing! it Blows my mind how she could think of all of this!